Disclosures

NorthRock Partners Advisory Services Program

NorthRock Partners Wrap Brochure

Banking & Bill Payment:

• Neither NorthRock Partners LLC nor any of its affiliated entities is a bank.

Corporate Executive Planning:

• Contract Review and Negotiation services are not legal services as all legal services must be provided by a licensed attorney operating independent from NorthRock Partners.

Legal and Estate Planning:

• Neither NorthRock Partners LLC nor any of its affiliated entities engage in the practice of law.
• Business Succession Planning: Neither NorthRock Partners LLC nor any of its affiliated entities engage in the practice of law.

Charitable Giving:

• International Grantmaking and Legacy Gift Planning: All for profit Foundation X related services are provided through Foundation X LLC and not-for-profit related activities are provided through Foundation X, Inc.

Business Owners and Entrepreneurs:

• Some of our services may be provided or facilitated through third-party entities or professionals that have no affiliation with NorthRock or any of its affiliated entities.

Athletes and Entertainers:

• Charitable & Foundation Management: All investment advisory services are provided in the United States exclusively through NorthRock Partners LLC and NorthRock X Europe SARL in France. Charitable and Foundation Management Services are provided by Foundation X. All sports agency services are provided exclusively through NRX Hockey.